Top Names in Wealth Management
Through Pershing, we have access to the most advanced investment capabilities available. Pershing LLC is a subsidiary of The Bank of New York Mellon Corporation, with more than $907.5 billion in assets held in management and more than $20 trillion in custody/administration. In addition to SIPC protection, accounts held at Pershing have coverage in excess of SIPC limits through Lloyd’s of London. Pershing is a member of every major U.S. securities exchange and its international affiliates are member of the Frankfurt, Irish, and London Stock Exchanges. Pershing’s sophisticated technology allows for executions and settlement to be completed with speed and precision. Data integrity, extensive back-up systems, well developed contingency plans, and information security heighten customer confidence.
Penson Financial Services is the largest independent provider of clearing and settlement services globally, servicing over 430 correspondents worldwide. Their independence allows them to offer us custom solutions to fit our needs. Penson acts as the intermediary to reconcile and complete orders between the transacting parties. Their comprehensive clearing and settlement services are available for all major types of investment products including equities, options, futures, foreign exchange, mutual funds, money market funds and fixed income. Additionally, they provide global custodian or sub-custodian facilities that allow correspondents to hold and monitor all of their clients’ multi-currency cash and internationally traded security holdings.
For more than eighty years, Sterne, Agee & Leach, Inc. has served the investment needs of the Southeast, maintaining a reputation for stability, integrity, and innovation. Today the proud tradition of this privately owned firm continues. A member of the New York Stock Exchange, Sterne, Agee & Leach, Inc. is a registered broker/dealer, offering clients the advantages of a full-service firm. Its expertise includes retail and institutional brokerage; investment banking and underwriting; secondary trading of corporate, municipal, and government securities; and market making in over-the-counter stocks. The clearing and execution system at Sterne, Agee, & Leach, Inc. provides clients with the highest possible levels of accuracy, efficiency and speed. The system allows direct order input from the advisor's desk directly to the floor and operations, ensuring accurate delivery of information.